Fines of 85,000 euros were imposed by the Board of Directors of the Capital Market Commission during its meeting today. In particular, he decided:

  • The imposition of a fine of a total of 60,000 euros on Mr. Haridimos Gianniris, in his capacity as the chairman of the board of directors and the managing director of the company “PRELIUM INVESTMENT SERVICES AEPEY”, prior to the revocation of its operating license and its placement in liquidation, for violations of the provisions of Law 4514/2018 and EU Regulation 565/2017, mainly as the failure to take measures to protect the funds of its customers and in terms of major organizational issues of its operation.
  • The imposition of a fine of 20,000 euros on the company FUNDLINK SA because it granted permission to the vice-president and managing director to carry out sales transactions of the company’s shares during the closed period of the month preceding the announcement of the financial results of the first half of the year 2023, while the circumstances provided for in the Regulations.
  • The imposition of a fine of 5,000 euros on Mr. Mamalis Achillea, vice-president and managing director of FUNDLINK SA for violating the provisions of paragraph 11 of article 19 of Regulation (EU) 2014/596, because he carried out sales transactions of the company’s shares in the closed period of the month preceding the announcement of the financial results of the 1st half of the year 2023.

Finally, the Board of Directors of the Capital Market Commission decided:

  • The granting of a license to operate crowdfunding services to the company with the name “BRIKBEE MONOPROSSOPI SA” with the distinctive title “BRIKBEE”.
  • The granting of an operating license to the company under the name “RESET FINANCE A.E.P.E.Y.” in order to provide the investment services of receiving and transmitting orders, portfolio management, investment advice and placement of financial instruments without commitment of withdrawal, as well as the ancillary services of providing advice to businesses and services related to underwriting, on financial instruments.